-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AUsewFmvPPIQVyAmR5iSOLS3h1IDyFi7QUKzCKqzTT3dyGciGut9yRCGmSs1QXL1 LK+kS6f9hgHSnuT5pYMkFw== 0000919574-98-000058.txt : 19980128 0000919574-98-000058.hdr.sgml : 19980128 ACCESSION NUMBER: 0000919574-98-000058 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980126 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RIVIERA TOOL CO CENTRAL INDEX KEY: 0001018349 STANDARD INDUSTRIAL CLASSIFICATION: METALWORKING MACHINERY & EQUIPMENT [3540] IRS NUMBER: 382828870 STATE OF INCORPORATION: MI FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52347 FILM NUMBER: 98513163 BUSINESS ADDRESS: STREET 1: 5460 EXECUTIVE PARKWAY CITY: GRAND RAPIDS STATE: MI ZIP: 49512 BUSINESS PHONE: 6166982100 MAIL ADDRESS: STREET 1: 5460 EXECUTIVE PKWY CITY: GRAND RAPIDS STATE: MI ZIP: 49512 FORMER COMPANY: FORMER CONFORMED NAME: RIVIERA DIE & TOOL INC DATE OF NAME CHANGE: 19960708 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCHAENEN FOX CAPITAL MANAGEMENT LLC /ADV CENTRAL INDEX KEY: 0001003592 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133807121 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 200 PARK AVE STE 3900 STREET 2: SUITE 3900 CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2128087333 FORMER COMPANY: FORMER CONFORMED NAME: SCHAENEN FOX CAPITAL MANAGEMENT LLC /ADV DATE OF NAME CHANGE: 19970215 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No.: * Name of Issuer: Riviera Tool Co. Title of Class of Securities: Common Stock CUSIP Number: 769648106 *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Schaenen Fox Capital Management, LLC Tax ID: 13-3807121 2. Check the Appropriate Box if a Member of a Group a. b. 3. SEC Use Only 4. Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 126,500 6. Shared Voting Power: -0- 7. Sole Dispositive Power: 126,500 8. Shared Dispositive Power: -0- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 126,500 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares 11. Percent of Class Represented by Amount in Row (9) 7.21% 12. Type of Reporting Person IA Item 1(a) Name of Issuer: Riviera Tool Co. (the "Company") (b)Address of Issuer's Principal Executive Offices: 5460 Executive Parkway Grand Rapids, Michigan 49512 Item 2(a) - (c). Name, Principal Business Address, and Citizenship of Persons Filing: Schaenen Fox Capital Management, LLC ("Schaenen Fox"), a Delaware limited liability company 200 Park Avenue Suite 3900 New York, New York 10166 (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 769648106 -2- Item 3. This statement is filed pursuant to Rule 13d-1(b)(1). Schaenen Fox is an investment adviser registered under Section 203 of the Investment Advisers Act of 1940. Item 4. Ownership. Schaenen Fox beneficially owns 126,500 shares of the Company's Common Stock (representing approximately 7.21% of the outstanding shares of such Common Stock). Schaenen Fox possesses the power to vote, direct the vote, dispose of and direct the disposition of all 126,500 shares. Of the 126,500 shares reported in this item, Emanon Partners, L.P., a partnership whose investments are managed by Schaenen Fox, holds 104,200 of such shares, representing approximately 5.94% of the Company's outstanding shares of Common Stock. This partnership has no authority to vote or dispose of the shares of Common Stock. The remainder of the shares reported in this item are held by several managed accounts to which Schaenen Fox serves as investment adviser. None of such accounts has authority to vote or dispose of the shares of Common Stock. Item 5. Ownership of Five Percent or Less of a Class. Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. See Item 4. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of the Group. Not Applicable. -3- Item 10. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Schaenen Fox Capital Management, LLC By: /s/ MICHAEL SCHAENEN January 23, 1998 _________________________ ___________________ Name: Michael Schaenen Date Title: President -4- 01414001.AC8 -----END PRIVACY-ENHANCED MESSAGE-----